Regulation & compliance

The NACFB offer you and your firm the very best assistance in remaining compliant, whilst being able to focus on your core business

How we support our Member brokers

Template documents

Broker Members have free access to a vast suite of template documents to adapt to your business, use the link below. For those firms not currently Members, these can also be purchased using the link below

Access

Professional development

Supporting your CPD and encouraging life-long learning through news emails, seminars, bespoke workshops, networking opportunities, and online training programmes

Access

Minimum Standards Review

All Members undergo regular Minimum Standards Reviews (MSR). These include 6 categories of compliance, comprising of 81 individual detailed observations, equipping your firm in adhering to the required standards

Contact us

General support

Members have full access to the compliance team for support with general compliance queries and regulatory matters

Contact us

Business intelligence

Members have access to real-time company monitoring, financial data and director due diligence checks through RedFlag Alert

Learn more

Further support & pricing

FCA Authorisation Support

from £2,000 + VAT

Find out more
A cost effective solution designed to support existing and prospective NACFB Members

Bespoke Documentation

POA

Contact us
Bespoke document tailoring & production. Speak to a member of the NACFB Compliance team to find out more

Bespoke Compliance Audit

POA

Contact us
Speak to a member of the NACFB Compliance team to find out more