Compliance

Regulation & compliance

At the NACFB we pride ourselves on our commitment to supporting the commercial finance broker. Building on our strong position within the industry, we have further enhanced our existing support structures and offer the very best support to our Members through up to date regulatory guidance and over 25 years of commercial finance sector knowledge.

The NACFB intend to offer you and your firm the very best assistance in remaining compliant, whilst being able to focus on your core business skills.

How we support our brokers

Knowledge Base

Search our extensive regulation & compliance Knowledge Base for support & FAQs.

(COMING SOON)

Documents

As a Member or Subscriber you have full complimentary access to our suite of documents templates.

Support

Contact the NACFB Compliance team directly with any related query.

Minimum Standards Review

Book a review of the NACFB’s Minimum Standards

Broker Training

Find workshops, webinars and complete CPD here

SmartSearch

Register for access to AML/KYC searches through SmartSearch at a reduced NACFB Member rate.

Further support & pricing

FCA Authorisation Support

Full support package starting from £1,200 +VAT

Compliance
audit

Bespoke compliance audit starting from £475 + VAT

Document tailoring & production

Bespoke documentation starting at £100 + VAT

Our dedicated compliance team

James Hinch

Senior Compliance Officer

Erica Meredith

Compliance Consultant

Claire Cheung

Compliance Officer

Dean Williams

Compliance Officer

View full NACFB team

Access our support

Copyright © National Association of Commercial Finance Brokers 2020. All rights reserved. Company Number: 3305378. Registered address: 33 Eastcheap, London, EC3M 1DT. NACFB Member Services Ltd is authorised and regulated by the Financial Conduct Authority 734857. We are a broker, not a lender.